Lee, Joseph Won
证监会中央编号:ANB457
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2025-08-08 | - |
| Rep | 证券交易 | 2025-08-08 | - | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2024-02-08 | 2025-04-08 |
| Credit Suisse (Hong Kong) Limited | RO | 就证券提供意见 | 2020-03-04 | 2023-10-26 |
| RO | 期货合约交易 | 2020-03-04 | 2023-10-26 | |
| RO | 证券交易 | 2020-03-04 | 2023-10-26 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2020-03-04 | 2023-10-26 |
| RO | 提供自动化交易服务 | 2020-03-04 | 2023-10-26 | |
| RO | 证券交易 | 2020-03-04 | 2023-10-26 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2018-11-01 | 2020-03-04 |
| Rep | 证券交易 | 2018-11-01 | 2020-03-04 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2018-11-01 | 2020-03-04 |
| Rep | 证券交易 | 2018-11-01 | 2020-03-04 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2007-10-02 | 2008-09-29 |
| Rep | 证券交易 | 2007-10-02 | 2008-09-29 | |
| LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | 期货合约交易 | 2007-10-02 | 2008-09-29 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-10-02 | 2008-09-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2006-02-20 | 2007-06-15 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-02-20 | 2007-06-15 |
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