| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2026-01-22 | - |
| CICC US Securities (Hong Kong) Limited | Rep | 证券交易 | 2023-06-19 | 2025-12-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2021-11-01 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2021-09-29 | - |
| Rep | 证券交易 | 2021-09-29 | 2026-01-22 | |
| ICBC UBS Asset Management (International) Company Limited | RO | 证券交易 | 2019-10-11 | 2021-08-13 |
| Rep | 就证券提供意见 | 2017-08-30 | 2021-08-13 | |
| Rep | 提供资产管理 | 2017-08-30 | 2021-08-13 |
已采集记录中暂无金管局登记。