| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited | Rep | 就证券提供意见 | 2009-09-04 | 2010-06-30 |
| Rep | 提供资产管理 | 2009-09-04 | 2010-06-30 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2008-12-10 | 2009-04-08 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-12-10 | 2009-04-08 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-10 | 2009-04-08 |
| Rep | 证券交易 | 2008-10-10 | 2009-04-08 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2007-05-14 | 2008-09-29 |
| Rep | 证券交易 | 2007-05-14 | 2008-09-29 | |
| BREVAN HOWARD (HONG KONG) LIMITED | Rep | 提供资产管理 | 2006-02-21 | 2007-01-12 |