| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2025-08-04 | - |
| Rep | 证券交易 | 2025-08-04 | - | |
| TFI Securities and Futures Limited | Rep | 就证券提供意见 | 2025-05-30 | 2025-06-23 |
| Rep | 证券交易 | 2025-05-30 | 2025-06-23 | |
| CMB International Global Markets Limited | Rep | 就证券提供意见 | 2022-08-29 | 2025-05-09 |
| Rep | 证券交易 | 2021-09-17 | 2025-05-09 | |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2019-12-11 | 2025-05-09 |
| Rep | 证券交易 | 2019-10-28 | 2025-05-09 | |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2017-09-07 | 2019-09-10 |