| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NITTAN CAPITAL ASIA LIMITED | Rep | 证券交易 | 2011-10-26 | 2012-09-30 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2008-04-28 | 2008-11-05 |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2007-06-08 | 2008-01-28 |
| Rep | 提供自动化交易服务 | 2007-06-08 | 2008-01-28 | |
| Rep | 证券交易 | 2007-05-29 | 2008-01-28 | |
| Interactive Brokers Hong Kong Limited | Rep | 证券交易 | 2006-11-09 | 2007-03-16 |
| Rep | 期货合约交易 | 2006-10-26 | 2007-03-16 | |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | 期货合约交易 | 2006-03-10 | 2006-08-21 |