| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2024-12-17 | - |
| Rep | 证券交易 | 2024-12-17 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2024-12-17 | - |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2017-06-07 | 2018-04-11 |
| Rep | 证券交易 | 2017-06-07 | 2018-04-11 | |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2012-06-15 | 2013-07-27 |
| Rep | 提供资产管理 | 2012-06-15 | 2013-07-27 | |
| Rep | 证券交易 | 2012-06-15 | 2013-07-27 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2006-05-11 | 2010-05-01 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-05-11 | 2010-04-12 |
已采集记录中暂无金管局登记。