| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2013-02-01 | 2014-01-27 |
| Rep | 证券交易 | 2013-02-01 | 2014-01-27 | |
| RO | 期货合约交易 | 2012-02-02 | 2013-02-01 | |
| RO | 证券交易 | 2012-02-02 | 2013-02-01 | |
| Rep | 期货合约交易 | 2011-10-27 | 2012-02-02 | |
| Rep | 证券交易 | 2011-10-27 | 2012-02-02 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2009-09-23 | 2011-05-06 |
| Rep | 期货合约交易 | 2009-09-23 | 2011-05-06 | |
| Rep | 证券交易 | 2009-09-23 | 2011-05-06 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2006-04-19 | 2006-04-26 |