| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2008-09-05 | 2009-06-25 |
| Rep | 就证券提供意见 | 2008-09-05 | 2009-06-25 | |
| Rep | 证券交易 | 2008-08-04 | 2009-06-25 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-09-10 | 2008-05-31 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2006-04-20 | 2007-08-27 |