| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Arta Corporate Advisory Limited | Rep | 就机构融资提供意见 | 2022-12-05 | 2023-07-20 |
| RO | 就机构融资提供意见 | 2022-04-20 | 2022-12-05 | |
| Arta Global Futures Limited | RO | 期货合约交易 | 2022-04-20 | - |
| ARTA GLOBAL MARKETS LIMITED | RO | 就证券提供意见 | 2022-04-20 | - |
| RO | 提供资产管理 | 2022-04-20 | - | |
| RO | 证券交易 | 2022-04-20 | - | |
| Arta Asset Management Limited | RO | 就证券提供意见 | 2021-11-29 | 2025-07-01 |
| RO | 提供资产管理 | 2021-11-29 | 2025-07-01 | |
| RO | 证券交易 | 2021-11-29 | 2025-07-01 | |
| Chocolate Asset Management Limited | Rep | 提供资产管理 | 2021-03-22 | 2021-05-24 |
| RONGTONG GLOBAL INVESTMENT LIMITED | RO | 就证券提供意见 | 2018-07-31 | 2020-12-14 |
| RO | 提供资产管理 | 2018-07-31 | 2020-12-14 | |
| RO | 证券交易 | 2018-07-31 | 2020-12-14 | |
| Rep | 提供资产管理 | 2018-04-18 | 2018-07-31 | |
| Rep | 证券交易 | 2018-04-18 | 2018-07-31 | |
| Harmony Advisors Limited | RO | 证券交易 | 2015-10-26 | 2018-02-28 |
| RO | 提供资产管理 | 2014-01-28 | 2018-02-28 | |
| PCA Investments Hong Kong, Limited | RO | 提供资产管理 | 2011-06-16 | 2013-02-22 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-08 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2009-12-01 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2009-12-01 | 2010-11-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-12-01 | 2010-09-08 |
| Vicis Capital (Hong Kong) Limited | Rep | 提供资产管理 | 2009-01-05 | 2009-10-07 |
| ELLIOTT ADVISORS (HK) LIMITED | Rep | 提供资产管理 | 2006-04-27 | 2008-07-15 |
已采集记录中暂无金管局登记。