| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2007-11-29 | 2008-08-01 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2007-11-29 | 2008-08-01 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2007-07-27 | 2007-10-11 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-07-27 | 2007-10-11 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2006-12-04 | 2007-07-13 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2006-06-08 | 2006-11-01 |