| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TCW ASIA LIMITED | RO | 证券交易 | 2012-10-25 | 2015-08-19 |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2007-08-30 | 2011-09-05 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2007-02-28 | 2007-04-23 |
| Rep | 期货合约交易 | 2007-02-28 | 2007-04-23 | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2007-01-10 | 2007-04-23 |
| iTTa Capital Limited | Rep | 就证券提供意见 | 2006-05-02 | 2007-01-05 |