| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-11-27 | 2007-09-21 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-11-27 | 2007-09-22 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2006-05-15 | 2006-11-16 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-05-15 | 2006-11-16 |
| Rep | 证券交易 | 2006-05-15 | 2006-11-16 |