| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就证券提供意见 | 2008-06-05 | 2009-02-20 |
| Rep | 提供资产管理 | 2008-06-05 | 2009-02-20 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2006-09-13 | 2006-11-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-09-13 | 2006-11-01 |
| ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | 就期货合约提供意见 | 2006-05-30 | 2006-06-29 |
| Rep | 就证券提供意见 | 2006-05-30 | 2006-06-29 | |
| Rep | 提供资产管理 | 2006-05-30 | 2006-06-29 |