| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Cortina Capital Asset Management Limited | RO | 就证券提供意见 | 2021-10-15 | - |
| RO | 提供资产管理 | 2021-10-15 | - | |
| ISOLA CAPITAL ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2017-04-25 | 2019-07-15 |
| RO | 提供资产管理 | 2017-04-25 | 2019-07-15 | |
| RO | 证券交易 | 2017-04-25 | 2019-07-15 | |
| Rep | 就证券提供意见 | 2014-04-30 | 2017-04-25 | |
| Rep | 提供资产管理 | 2014-04-30 | 2017-04-25 | |
| Rep | 证券交易 | 2014-04-30 | 2017-04-25 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2006-06-16 | 2007-06-20 |
| Rep | 证券交易 | 2006-06-16 | 2007-06-20 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2006-06-16 | 2007-06-20 |