| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CSPI Credit Ratings Company Limited | Rep | 提供信贷评级服务 | 2018-08-31 | 2024-01-19 |
| Asia Pacific Financial Investment Services Co., Limited | Rep | 提供信贷评级服务 | 2017-05-15 | 2018-05-21 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2014-11-11 | 2017-03-25 |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就证券提供意见 | 2014-08-26 | 2014-11-05 |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2007-09-10 | 2011-09-01 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-07-25 | 2007-08-10 |