| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 证券交易 | 2016-03-04 | 2016-03-11 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2016-03-04 | 2016-03-11 |
| SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Rep | 证券交易 | 2007-06-25 | 2010-07-17 |
| Rep | 就期货合约提供意见 | 2006-06-16 | 2010-07-17 | |
| Rep | 就证券提供意见 | 2006-06-16 | 2010-07-17 | |
| Rep | 提供资产管理 | 2006-06-16 | 2010-07-17 |