Petit-Pasquier, Julien

证监会中央编号:ANN270

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2021-07-14	-
	Rep	证券交易	2021-07-14	-
Segantii Capital Management Limited	Rep	提供资产管理	2018-09-17	2019-05-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2017-11-27	2018-06-15
	Rep	证券交易	2017-11-27	2018-06-15
Citigroup Global Markets Asia Limited	Rep	期货合约交易	2013-05-31	2016-10-14
	Rep	证券交易	2012-06-04	2016-10-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2012-06-04	2013-08-31
	Rep	证券交易	2012-06-04	2013-08-31
Qantex Capital Markets Limited	Rep	期货合约交易	2011-12-01	2012-03-31
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	期货合约交易	2010-11-20	2011-09-03
	Rep	证券交易	2010-11-20	2011-09-03
Daiwa Capital Markets Hong Kong Limited	Rep	期货合约交易	2010-07-30	2011-09-03
	Rep	证券交易	2010-07-30	2011-09-03
Morgan Stanley Asia Limited	Rep	就期货合约提供意见	2006-12-04	2010-04-22
	Rep	就证券提供意见	2006-12-04	2010-04-22
	Rep	提供自动化交易服务	2006-06-19	2010-04-22
	Rep	证券交易	2006-06-19	2010-04-22
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2006-06-19	2010-04-22
	Rep	期货合约交易	2006-06-19	2010-04-22
Morgan Stanley Hong Kong Securities Limited	Rep	证券交易	2006-06-19	2010-04-22

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2021-07-14	-
	Rep	证券交易	2021-07-14	-
Segantii Capital Management Limited	Rep	提供资产管理	2018-09-17	2019-05-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2017-11-27	2018-06-15
	Rep	证券交易	2017-11-27	2018-06-15
Citigroup Global Markets Asia Limited	Rep	期货合约交易	2013-05-31	2016-10-14
	Rep	证券交易	2012-06-04	2016-10-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2012-06-04	2013-08-31
	Rep	证券交易	2012-06-04	2013-08-31
Qantex Capital Markets Limited	Rep	期货合约交易	2011-12-01	2012-03-31
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	期货合约交易	2010-11-20	2011-09-03
	Rep	证券交易	2010-11-20	2011-09-03
Daiwa Capital Markets Hong Kong Limited	Rep	期货合约交易	2010-07-30	2011-09-03
	Rep	证券交易	2010-07-30	2011-09-03
Morgan Stanley Asia Limited	Rep	就期货合约提供意见	2006-12-04	2010-04-22
	Rep	就证券提供意见	2006-12-04	2010-04-22
	Rep	提供自动化交易服务	2006-06-19	2010-04-22
	Rep	证券交易	2006-06-19	2010-04-22
Morgan Stanley Hong Kong Futures Limited	Rep	提供自动化交易服务	2006-06-19	2010-04-22
	Rep	期货合约交易	2006-06-19	2010-04-22
Morgan Stanley Hong Kong Securities Limited	Rep	证券交易	2006-06-19	2010-04-22