| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited | RO | 就机构融资提供意见 | 2020-02-06 | - |
| RO | 提供资产管理 | 2019-07-05 | - | |
| RO | 就证券提供意见 | 2019-02-25 | - | |
| RO | 证券交易 | 2019-02-25 | - | |
| Rep | 就证券提供意见 | 2018-05-02 | 2019-02-25 | |
| Rep | 证券交易 | 2018-05-02 | 2019-02-25 | |
| Rep | 提供资产管理 | 2018-05-02 | 2019-04-26 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2007-03-30 | 2009-07-24 |
| Rep | 就证券提供意见 | 2007-03-30 | 2009-07-24 | |
| Rep | 证券交易 | 2007-03-30 | 2009-07-24 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2007-03-30 | 2009-07-24 |
| Rep | 就证券提供意见 | 2007-03-30 | 2009-07-24 | |
| Rep | 证券交易 | 2007-03-30 | 2009-07-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2006-06-22 | 2007-02-16 |
| Rep | 就证券提供意见 | 2006-06-22 | 2007-02-16 | |
| Rep | 证券交易 | 2006-06-22 | 2007-02-16 |
金管局记录暂时无法加载，请稍后重试。