| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 期货合约交易 | 2016-11-10 | - |
| RO | 证券交易 | 2016-11-10 | - | |
| Rep | 期货合约交易 | 2016-09-20 | 2016-11-10 | |
| Rep | 证券交易 | 2016-09-20 | 2016-11-10 | |
| Forwin Securities Group Limited | RO | 证券交易 | 2015-11-05 | 2016-06-03 |
| Genting Securities Limited | RO | 证券交易 | 2012-05-18 | 2015-10-15 |
| Beevest Securities Limited | RO | 就证券提供意见 | 2010-07-29 | 2011-03-31 |
| Rep | 期货合约交易 | 2010-04-19 | 2011-03-31 | |
| RO | 证券交易 | 2010-04-12 | 2011-03-31 | |
| Rep | 证券交易 | 2006-07-21 | 2010-04-12 |