| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LIS Investment Services Limited | RO | 就证券提供意见 | 2014-07-21 | - |
| Sumo Asset Management Limited | RO | 就证券提供意见 | 2010-07-07 | 2011-07-31 |
| RO | 提供资产管理 | 2010-07-07 | 2011-07-31 | |
| GETTA SECURITIES LIMITED | Rep | 就证券提供意见 | 2008-05-19 | 2008-10-13 |
| Rep | 证券交易 | 2008-05-19 | 2010-05-12 | |
| YF Life Investors Limited | Rep | 就证券提供意见 | 2006-07-27 | 2008-02-21 |
| Rep | 证券交易 | 2006-07-27 | 2008-02-21 |
已采集记录中暂无金管局登记。