| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Bright Moon Capital Limited | RO | 就证券提供意见 | 2026-01-29 | - |
| RO | 提供资产管理 | 2026-01-29 | - | |
| Bright Moon Securities Limited | RO | 证券交易 | 2026-01-29 | - |
| Zhonghui International Securities Limited | RO | 就证券提供意见 | 2021-12-29 | 2025-12-15 |
| RO | 提供资产管理 | 2021-12-29 | 2025-12-15 | |
| RO | 证券交易 | 2021-12-29 | 2025-12-15 | |
| WinSmart Investment Management Limited | RO | 提供资产管理 | 2021-05-12 | 2021-09-30 |
| Carrington Asset Management Limited | RO | 就证券提供意见 | 2021-04-20 | 2021-04-30 |
| RO | 提供资产管理 | 2019-04-18 | 2021-04-30 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2014-03-05 | 2014-04-10 |
| PAOCHU INVESTMENT ADVISORY LIMITED | Rep | 就证券提供意见 | 2014-01-02 | 2014-02-18 |
| Rep | 提供资产管理 | 2014-01-02 | 2014-02-18 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2013-05-16 | 2013-11-30 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2012-09-04 | 2013-11-30 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 证券交易 | 2012-02-20 | 2013-11-30 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期货合约交易 | 2011-04-06 | 2011-07-06 |
| Rep | 证券交易 | 2011-04-06 | 2011-07-06 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2010-03-29 | 2011-03-09 |
| Rep | 证券交易 | 2010-03-29 | 2011-03-09 | |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2006-07-14 | 2009-05-15 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2006-07-14 | 2009-05-15 |
金管局记录暂时无法加载，请稍后重试。