| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GF International Investment Management Limited | Rep | 提供资产管理 | 2015-06-22 | 2016-04-07 |
| Rep | 就证券提供意见 | 2015-06-22 | 2016-11-28 | |
| Rep | 证券交易 | 2015-06-22 | 2016-11-28 | |
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2010-08-02 | 2011-03-12 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2008-10-10 | 2009-04-30 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2006-07-13 | 2008-09-29 |