| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2014-06-13 | 2015-04-28 |
| IBTS ASIA (HK) LIMITED | Rep | 证券交易 | 2010-07-01 | 2010-07-23 |
| RO | 证券交易 | 2010-04-14 | 2010-07-01 | |
| Rep | 证券交易 | 2009-12-16 | 2010-04-14 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2006-07-17 | 2008-11-19 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2006-07-17 | 2008-11-19 |
| Rep | 证券交易 | 2006-07-17 | 2008-11-19 |