| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2013-11-29 | 2018-12-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2013-11-29 | 2018-12-18 |
| Rep | 证券交易 | 2009-06-19 | 2011-06-21 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2009-05-26 | 2011-06-21 |
| JINRUI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-11-14 | 2009-03-27 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-07-17 | 2007-05-23 |