| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Blue Water Capital Management Limited | Rep | 就证券提供意见 | 2015-12-08 | 2017-05-04 |
| Rep | 提供资产管理 | 2015-12-08 | 2017-05-04 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2007-02-27 | 2008-02-01 |
| Rep | 证券交易 | 2007-02-27 | 2008-02-01 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-07-28 | 2006-11-16 |
| Rep | 证券交易 | 2006-07-28 | 2006-11-16 |