Personnel Hong Kong SFC License Details (ID 11917)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Panorama United Asset Management Limited	RO	就证券提供意见	2025-12-22	-
	RO	提供资产管理	2025-07-23	-
	Rep	提供资产管理	2025-06-13	2025-07-23
YONXI Securities Limited	RO	就证券提供意见	2021-12-07	2022-03-08
	Rep	证券交易	2021-12-07	2022-03-08
YONXI International Finance Holdings Limited	RO	提供资产管理	2020-05-25	2025-05-07
	Rep	提供资产管理	2020-04-14	2020-05-25
Entersys Asset Management Hong Kong Limited	RO	就证券提供意见	2017-11-30	2020-03-31
	RO	提供资产管理	2017-11-30	2020-03-31
GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED	RO	就证券提供意见	2016-08-18	2017-11-26
GRAND PARTNERS ASSET MANAGEMENT LIMITED	RO	提供资产管理	2009-12-23	2017-11-26
WING FUNG FINTECH LIMITED	RO	杠杆式外汇交易	2009-08-20	2009-12-22
WING FUNG FUTURES LIMITED	RO	期货合约交易	2009-08-20	2009-12-22
WING FUNG SECURITIES LIMITED	RO	证券交易	2009-08-20	2009-12-22
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2009-03-20	2009-06-12
	RO	提供资产管理	2009-03-20	2009-06-12
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	RO	就机构融资提供意见	2009-03-20	2009-06-12
	RO	证券交易	2009-03-20	2009-06-12
	Rep	证券交易	2009-01-05	2009-03-20
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	期货合约交易	2009-01-05	2009-06-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2007-06-04	2008-10-01
	RO	杠杆式外汇交易	2007-04-16	2008-10-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2007-03-01	2008-10-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	杠杆式外汇交易	2007-03-01	2007-04-16
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	RO	杠杆式外汇交易	2005-06-22	2006-07-14
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2004-10-08	2006-07-14
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	杠杆式外汇交易	2003-11-20	2005-06-22
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2003-04-01	2003-07-11
	RO	就机构融资提供意见	2003-04-01	2003-07-18
	RO	提供资产管理	2003-04-01	2006-07-14
CINDA INTERNATIONAL CAPITAL LIMITED	RO	就证券提供意见	2003-04-01	2003-07-11
	RO	提供资产管理	2003-04-01	2004-03-08
	RO	就机构融资提供意见	2003-04-01	2006-07-14
	RO	证券交易	2003-04-01	2006-07-14
CINDA INTERNATIONAL SECURITIES LIMITED	RO	就机构融资提供意见	2003-04-01	2003-07-11
	RO	就证券提供意见	2003-04-01	2003-07-11
	RO	提供资产管理	2003-04-01	2003-07-11
	RO	提供自动化交易服务	2003-04-01	2004-03-18
	RO	证券交易	2003-04-01	2006-07-14

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