Webb-site Legacy

Man, Elton Kong Yui 文剛銳

证监会中央编号:ABV019

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
GLOBAL MASTERMIND FUTURES LIMITED	RO	期货合约交易	2018-05-08	2020-04-01
GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED	RO	提供资产管理	2017-08-25	2020-04-01
GLOBAL MASTERMIND SECURITIES LIMITED	RO	就证券提供意见	2017-08-25	2020-04-01
	RO	证券交易	2017-08-25	2020-04-01
Hao Tian Asset Management Limited	RO	提供资产管理	2016-12-09	2017-06-15
Hao Tian International Securities Limited	RO	证券交易	2016-11-23	2017-06-15
BMI FUNDS MANAGEMENT LIMITED	RO	证券交易	2011-10-28	2016-03-01
	RO	就证券提供意见	2011-07-11	2016-03-01
	RO	提供资产管理	2011-07-11	2016-03-01
BMI Securities Limited	RO	证券交易	2011-03-14	2016-03-01
South China Forex Limited	RO	杠杆式外汇交易	2010-06-21	2011-01-16
313 CAPITAL MANAGEMENT LIMITED 313	RO	提供资产管理	2009-08-28	2011-01-16
SOUTH CHINA RESEARCH LIMITED	RO	就证券提供意见	2009-08-28	2011-01-16
SOUTH CHINA SECURITIES LIMITED	RO	证券交易	2009-08-28	2011-01-16
313 CAPITAL MANAGEMENT LIMITED 313	Rep	提供资产管理	2009-07-20	2009-08-28
SOUTH CHINA RESEARCH LIMITED	Rep	就证券提供意见	2009-07-20	2009-08-28
AVIA ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2009-03-05	2009-06-30
	RO	提供资产管理	2009-03-05	2009-06-30
	Rep	就证券提供意见	2009-01-20	2009-03-05
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	就证券提供意见	2008-11-06	2008-12-20
	Rep	证券交易	2008-11-06	2008-12-20
Axis Capital Management Limited	RO	提供资产管理	2007-03-06	2008-09-12
CHINA FINANCE HOLDINGS LIMITED	RO	证券交易	2007-03-06	2007-12-31
	RO	证券交易	2006-01-19	2006-10-07
Axis Capital Management Limited	RO	提供资产管理	2005-10-21	2006-10-07
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	就证券提供意见	2004-02-19	2005-08-01
	Rep	提供资产管理	2004-02-19	2005-08-01
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2004-02-19	2005-08-01
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	就证券提供意见	2004-02-19	2005-08-01
	Rep	提供资产管理	2004-02-19	2005-08-01
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	杠杆式外汇交易	2004-02-19	2005-08-01
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2004-02-19	2005-08-01
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	就机构融资提供意见	-	2004-02-19
	RO	就证券提供意见	-	2004-02-19
	RO	提供资产管理	-	2004-02-19
CINDA INTERNATIONAL FUTURES LIMITED	RO	就期货合约提供意见	-	2004-02-19
	RO	提供资产管理	-	2004-02-19
	RO	期货合约交易	-	2004-02-19
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	RO	就机构融资提供意见	-	2004-02-19
	RO	就证券提供意见	-	2004-02-19
	RO	提供资产管理	-	2004-02-19
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	RO	杠杆式外汇交易	-	2004-02-19
CINDA INTERNATIONAL SECURITIES LIMITED	RO	就机构融资提供意见	-	2004-02-19
	RO	就证券提供意见	-	2004-02-19
	RO	提供资产管理	-	2004-02-19
	RO	提供自动化交易服务	-	2004-02-19
	RO	证券交易	-	2004-02-19