| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | 就证券提供意见 | 2006-11-10 | 2007-02-10 |
| Rep | 证券交易 | 2006-11-10 | 2007-02-10 | |
| Rep | 就证券提供意见 | 2006-08-03 | 2006-11-02 | |
| Rep | 证券交易 | 2006-08-03 | 2006-11-02 |