| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2015-03-24 | 2018-12-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2015-03-24 | 2018-12-21 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2007-12-04 | 2009-12-08 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 证券交易 | 2006-08-02 | 2007-10-01 |