| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-10-20 | 2011-08-24 |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-09-17 | 2009-06-16 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2008-09-17 | 2009-06-16 |
| Rep | 证券交易 | 2008-09-17 | 2009-06-16 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2008-09-17 | 2009-06-16 |
| Rep | 证券交易 | 2008-09-17 | 2009-06-16 | |
| Newedge Broker Limited | Rep | 期货合约交易 | 2008-06-23 | 2009-06-16 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | 就期货合约提供意见 | 2007-08-13 | 2008-05-23 |
| Rep | 期货合约交易 | 2006-09-12 | 2008-05-23 |