| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-11-06 | 2010-04-26 |
| Rep | 期货合约交易 | 2008-11-06 | 2010-04-26 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-02-06 | 2008-11-24 |
| Rep | 期货合约交易 | 2008-02-06 | 2008-11-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2006-11-20 | 2008-02-06 |
| Rep | 就证券提供意见 | 2006-11-20 | 2008-02-06 | |
| Rep | 证券交易 | 2006-11-20 | 2010-04-26 | |
| Rep | 就机构融资提供意见 | 2006-08-18 | 2006-11-18 | |
| Rep | 就证券提供意见 | 2006-08-18 | 2006-11-18 | |
| Rep | 证券交易 | 2006-08-18 | 2006-11-18 |