| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Lucky Guosheng Securities Limited | Rep | 就证券提供意见 | 2021-11-12 | - |
| Rep | 提供资产管理 | 2021-11-12 | - | |
| Rep | 证券交易 | 2021-11-12 | - | |
| BOCHK Asset Management Limited | Rep | 提供资产管理 | 2018-11-30 | 2019-07-04 |
| Rep | 就证券提供意见 | 2018-10-29 | 2019-07-04 | |
| Rep | 证券交易 | 2018-10-29 | 2019-07-04 | |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2017-11-10 | 2018-08-14 |
| Rep | 就证券提供意见 | 2017-06-21 | 2018-08-14 | |
| Rep | 证券交易 | 2017-06-21 | 2018-08-14 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-08-09 | 2007-04-26 |