Pantone, Nicola Hong Kong SFC License Details (ID 119319)

Pantone, Nicola Hong Kong SFC License Details (ID 119319)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UBS SECURITIES ASIA LIMITED	Rep	证券交易	2024-08-20	2025-10-01
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2024-08-16	2025-10-01
UBS SECURITIES ASIA LIMITED	RO	证券交易	2023-10-20	2024-08-20
UBS SECURITIES HONG KONG LIMITED	RO	证券交易	2023-10-20	2024-08-16
UBS SECURITIES ASIA LIMITED	Rep	证券交易	2022-01-12	2023-10-20
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2022-01-12	2023-10-20
	Rep	提供自动化交易服务	2022-01-12	2025-10-01
UBS SECURITIES ASIA LIMITED	Rep	期货合约交易	2021-12-17	2025-10-01
UBS SECURITIES HONG KONG LIMITED	Rep	期货合约交易	2021-12-17	2025-10-01
HSBC BROKING FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2016-08-19	2021-07-13
	Rep	期货合约交易	2014-03-06	2016-08-19
SG SECURITIES (HK) LIMITED	Rep	期货合约交易	2008-12-17	2011-07-14
	Rep	证券交易	2008-07-24	2011-07-14
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期货合约交易	2006-08-11	2008-01-17
	Rep	证券交易	2006-08-11	2008-01-17