| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2019-04-08 | 2019-04-26 |
| Rep | 证券交易 | 2018-10-22 | 2018-10-27 | |
| Religare Capital Markets (Hong Kong) Limited | Rep | 证券交易 | 2009-04-09 | 2009-10-30 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2006-08-21 | 2007-08-03 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2006-08-21 | 2007-08-03 |