| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Diamond Dragon Advisors Limited | Rep | 证券交易 | 2015-05-15 | 2016-10-15 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-05-22 | 2008-04-17 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2006-08-29 | 2008-04-17 |
| Rep | 证券交易 | 2006-08-29 | 2008-04-17 | |
| LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | 期货合约交易 | 2006-08-29 | 2008-04-17 |