| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2007-10-31 | 2010-10-24 |
| Rep | 证券交易 | 2007-10-31 | 2010-10-24 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2006-08-22 | 2007-08-21 |
| Rep | 证券交易 | 2006-08-22 | 2007-08-21 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2006-08-22 | 2007-08-21 |