| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2026-09-24 | - |
| Rep | 证券交易 | 2026-09-24 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2022-07-28 | 2023-11-26 |
| Rep | 就证券提供意见 | 2022-07-28 | 2023-11-26 | |
| Rep | 证券交易 | 2022-07-28 | 2023-11-26 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就机构融资提供意见 | 2019-03-20 | 2022-02-22 |
| RO | 就证券提供意见 | 2019-03-20 | 2022-02-22 | |
| RO | 证券交易 | 2019-03-20 | 2022-02-22 | |
| Rep | 就机构融资提供意见 | 2012-01-13 | 2019-03-20 | |
| Rep | 就证券提供意见 | 2012-01-13 | 2019-03-20 | |
| Rep | 证券交易 | 2012-01-13 | 2019-03-20 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2008-11-13 | 2009-11-19 |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 就机构融资提供意见 | 2006-08-29 | 2008-10-16 |
已采集记录中暂无金管局登记。