| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Target Securities International Limited | Rep | 就证券提供意见 | 2019-06-04 | 2020-11-30 |
| Rep | 提供资产管理 | 2019-06-04 | 2020-11-30 | |
| CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2017-11-15 | 2018-01-19 |
| Rep | 提供资产管理 | 2017-11-15 | 2018-01-19 | |
| Rep | 证券交易 | 2017-11-15 | 2018-01-19 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2008-02-04 | 2008-04-22 |
| Rep | 就证券提供意见 | 2008-02-04 | 2008-04-22 | |
| Rep | 证券交易 | 2008-02-04 | 2008-04-22 | |
| Neutral Financial Holding Company Limited | Rep | 就机构融资提供意见 | 2007-01-19 | 2008-01-08 |
| Rep | 证券交易 | 2007-01-19 | 2008-01-08 |