| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2019-07-26 | 2020-08-05 |
| RO | 证券交易 | 2019-07-26 | 2020-08-05 | |
| Rep | 就证券提供意见 | 2018-10-18 | 2019-07-26 | |
| Rep | 证券交易 | 2018-10-18 | 2019-07-26 | |
| Beijing Securities Limited | Rep | 证券交易 | 2009-03-20 | 2009-05-01 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2007-11-13 | 2008-11-21 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2007-10-17 | 2008-11-21 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 证券交易 | 2006-08-25 | 2007-10-09 |