| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Springboard Capital Limited | RO | 就证券提供意见 | 2022-11-16 | - |
| RO | 提供资产管理 | 2022-11-16 | - | |
| Rep | 就证券提供意见 | 2022-10-03 | 2022-11-16 | |
| Rep | 提供资产管理 | 2022-10-03 | 2022-11-16 | |
| Gary Cheng Securities Limited | RO | 就证券提供意见 | 2021-12-23 | 2022-07-05 |
| RO | 证券交易 | 2021-12-23 | 2022-07-05 | |
| GCG Asset Management Limited | RO | 提供资产管理 | 2021-12-23 | 2022-07-05 |
| Gary Cheng Securities Limited | Rep | 就证券提供意见 | 2021-11-05 | 2021-12-23 |
| Rep | 证券交易 | 2021-11-05 | 2021-12-23 | |
| RESOCORE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2020-01-21 | 2021-08-25 |
| RO | 提供资产管理 | 2020-01-21 | 2021-08-25 | |
| RO | 证券交易 | 2020-01-21 | 2021-08-25 | |
| RESOCORE SECURITIES LIMITED | RO | 证券交易 | 2020-01-21 | 2020-03-13 |
| RESOCORE ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2019-11-13 | 2020-01-21 |
| Rep | 提供资产管理 | 2019-11-13 | 2020-01-21 | |
| Rep | 证券交易 | 2019-11-13 | 2020-01-21 | |
| RESOCORE SECURITIES LIMITED | Rep | 证券交易 | 2019-11-13 | 2020-01-21 |
| RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED | RO | 就证券提供意见 | 2018-09-19 | 2019-11-11 |
| RO | 提供资产管理 | 2018-09-19 | 2019-11-11 | |
| Rep | 提供资产管理 | 2018-09-18 | 2018-09-19 | |
| JAKOTA ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2017-12-06 | 2018-09-14 |
| GRANDLY FINANCIAL SERVICES LIMITED | Rep | 期货合约交易 | 2016-03-29 | 2017-07-31 |
| Rep | 证券交易 | 2015-11-10 | 2017-07-31 | |
| SMART GRANDLY ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2015-02-12 | 2017-07-31 |
| RO | 提供资产管理 | 2015-02-12 | 2017-07-31 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2013-06-26 | 2014-06-15 |
| Rep | 证券交易 | 2013-06-26 | 2014-06-15 | |
| FUBON SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2012-12-10 | 2013-06-08 |
| STAND RICH ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2011-11-08 | 2012-09-28 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-06-01 | 2011-03-28 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-08-31 | 2011-03-28 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-08-31 | 2011-03-28 |
金管局记录暂时无法加载，请稍后重试。