| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2007-09-12 | 2008-10-28 |
| Rep | 就证券提供意见 | 2007-05-23 | 2008-10-28 | |
| Rep | 证券交易 | 2007-05-23 | 2008-10-28 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-09-04 | 2007-05-01 |
| Rep | 证券交易 | 2006-09-04 | 2007-05-01 |