Liu, Sit Lun 廖薛倫
证监会中央编号:ANY108
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EverShine International Securities Limited | RO | 证券交易 | 2018-10-03 | 2025-02-10 |
| UNI-CENTURY INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2018-10-03 | - |
| RO | 提供资产管理 | 2018-10-03 | - | |
| CHINA HANYA ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2015-12-02 | 2016-11-25 |
| RO | 提供资产管理 | 2015-12-02 | 2016-11-25 | |
| iBest Consultants Limited | RO | 就证券提供意见 | 2014-02-10 | 2015-03-07 |
| RO | 证券交易 | 2014-02-10 | 2015-03-07 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2014-02-05 | 2015-03-07 |
| iBest Consultants Limited | Rep | 提供资产管理 | 2014-02-05 | 2015-03-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2013-10-29 | 2015-03-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2013-10-29 | 2015-03-07 |
| Rep | 证券交易 | 2013-10-29 | 2015-03-07 | |
| iBest Consultants Limited | Rep | 就证券提供意见 | 2013-09-23 | 2014-02-10 |
| Rep | 证券交易 | 2013-09-23 | 2014-02-10 | |
| Rep | 期货合约交易 | 2013-09-23 | 2015-03-07 | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2009-04-24 | 2010-02-17 |
| Rep | 证券交易 | 2009-03-25 | 2010-02-17 | |
| FT Securities Limited | Rep | 就期货合约提供意见 | 2006-09-13 | 2009-02-01 |
| Rep | 期货合约交易 | 2006-09-13 | 2009-02-01 | |
| Rep | 证券交易 | 2006-09-13 | 2009-02-01 |