| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited | Rep | 证券交易 | 2024-06-24 | - |
| Taiping Securities (HK) Co Limited | Rep | 证券交易 | 2021-08-27 | 2024-06-01 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 证券交易 | 2017-06-06 | 2021-04-30 |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | 期货合约交易 | 2015-12-21 | 2017-05-23 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | 证券交易 | 2015-12-21 | 2017-05-23 |
| Nerico Brothers Limited (HK) | Rep | 杠杆式外汇交易 | 2015-09-25 | 2015-12-09 |
| Rep | 证券交易 | 2015-07-15 | 2015-12-09 | |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2006-11-03 | 2007-12-01 |