| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | 提供资产管理 | 2020-09-04 | - |
| Newedge Broker Hong Kong Limited | RO | 期货合约交易 | 2011-11-15 | 2014-06-21 |
| SG Asset Finance (Hong Kong) Limited | RO | 期货合约交易 | 2011-11-15 | 2014-06-21 |
| RO | 证券交易 | 2011-11-15 | 2014-06-21 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-08-26 | 2011-04-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-09-15 | 2011-04-18 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2006-09-15 | 2011-04-18 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-09-15 | 2010-08-26 |