| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RED CLIFF ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2023-07-24 | - |
| Phalanx Capital Management Hong Kong Limited | Rep | 提供资产管理 | 2010-08-06 | 2012-07-20 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2007-11-05 | 2009-06-16 |
| Rep | 期货合约交易 | 2007-11-05 | 2009-06-16 | |
| Rep | 就证券提供意见 | 2006-09-15 | 2009-06-16 | |
| Rep | 证券交易 | 2006-09-15 | 2009-06-16 |