| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Mako Hong Kong Limited | RO | 期货合约交易 | 2020-01-24 | 2022-03-31 |
| RO | 证券交易 | 2020-01-24 | 2022-03-31 | |
| FORMAX ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2014-06-17 | 2018-05-02 |
| CITIC Securities Asset Management (HK) Limited | Rep | 就证券提供意见 | 2013-05-15 | 2014-05-01 |
| Rep | 提供资产管理 | 2013-05-15 | 2014-05-01 | |
| Liquid Capital Markets Hong Kong Limited | RO | 期货合约交易 | 2012-01-12 | 2013-02-28 |
| RO | 证券交易 | 2012-01-12 | 2013-02-28 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2006-09-25 | 2008-10-31 |
| Rep | 期货合约交易 | 2006-09-25 | 2008-10-31 | |
| Rep | 证券交易 | 2006-09-25 | 2008-10-31 |