| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CNI Securities Group Limited | Rep | 期货合约交易 | 2012-01-17 | 2015-07-04 |
| Rep | 证券交易 | 2012-01-17 | 2015-07-04 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2008-02-21 | 2011-07-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-02-21 | 2011-07-01 |
| Rep | 就证券提供意见 | 2008-01-17 | 2008-06-30 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2006-10-04 | 2007-12-20 |