| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 证券交易 | 2025-08-28 | - |
| BOCI SECURITIES LIMITED | RO | 证券交易 | 2025-08-28 | - |
| BOCI ASIA LIMITED | Rep | 证券交易 | 2021-01-14 | 2025-08-28 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2021-01-14 | 2025-08-28 |
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2018-05-10 | - |
| Rep | 就机构融资提供意见 | 2012-08-21 | 2018-05-10 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-11-22 | 2011-06-07 |
| Rep | 证券交易 | 2010-11-22 | 2011-06-07 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-11-22 | 2011-06-07 |
| PIPER JAFFRAY ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-07-20 | 2010-10-30 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2006-10-12 | 2010-06-25 |
| Rep | 证券交易 | 2006-10-12 | 2010-06-25 |
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