| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-05-25 | 2009-09-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2008-05-13 | 2009-09-02 |
| Rep | 杠杆式外汇交易 | 2008-05-13 | 2009-09-02 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2007-12-27 | 2008-04-23 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2006-10-13 | 2008-04-23 |