| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2014-06-11 | 2015-08-20 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-06-11 | 2015-08-20 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2009-06-30 | 2011-08-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2008-07-29 | 2011-08-22 |
| Rep | 证券交易 | 2007-01-22 | 2011-08-22 | |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2006-10-25 | 2006-12-21 |